Section 351 Exchange

Regulatory Watch

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ANALYSIS By Matthew Bucklin 2 min read

Tracking the Latest Shifts in Section 351 Exchanges: Guidance, Policy, and Market Impact

The landscape of Section 351 exchanges continues to evolve as regulators, lawmakers, and market participants respond to the growing use of tax-deferred contribution structures—particularly in the context of ETF conversions. Recent updates from the Internal Revenue Service have placed renewed focus on how continuity-of-interest requirements are applied, signaling a more structured approach to transactions that were previously considered routine.